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⚛️Solid State Physics Unit 11 Review

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11.2 Line defects and dislocations

⚛️Solid State Physics
Unit 11 Review

11.2 Line defects and dislocations

Written by the Fiveable Content Team • Last updated September 2025
Written by the Fiveable Content Team • Last updated September 2025
⚛️Solid State Physics
Unit & Topic Study Guides

Line defects, or dislocations, are one-dimensional imperfections in crystal structures that greatly impact material properties. These defects come in various types, including edge, screw, mixed, and partial dislocations, each with unique characteristics and effects on material behavior.

Understanding dislocations is crucial for grasping how materials deform and respond to stress. The Burgers vector, stress fields, and dislocation motion all play key roles in determining a material's strength, ductility, and toughness. This knowledge is essential for designing and optimizing materials for specific applications.

Types of line defects

  • Line defects, also known as dislocations, are one-dimensional defects in the crystal structure of a material
  • Dislocations play a crucial role in determining the mechanical properties of materials, such as strength, ductility, and toughness
  • There are several types of dislocations, including edge dislocations, screw dislocations, mixed dislocations, and partial dislocations

Edge dislocations

  • Edge dislocations are formed by the insertion of an extra half-plane of atoms into the crystal structure
  • The edge of the extra half-plane forms the dislocation line, which is perpendicular to the Burgers vector
  • Edge dislocations cause a local distortion in the crystal lattice, leading to a compressive stress above the dislocation line and a tensile stress below it
  • Examples of edge dislocations include those found in metals like copper and aluminum

Screw dislocations

  • Screw dislocations are formed by a spiral distortion of the crystal lattice around the dislocation line
  • The Burgers vector is parallel to the dislocation line in a screw dislocation
  • Screw dislocations do not have an extra half-plane of atoms, but instead cause a shear displacement in the crystal lattice
  • Examples of screw dislocations include those found in materials like tungsten and molybdenum

Mixed dislocations

  • Mixed dislocations are a combination of edge and screw dislocations
  • The Burgers vector in a mixed dislocation is neither perpendicular nor parallel to the dislocation line, but at an angle
  • Mixed dislocations are the most common type of dislocations found in real materials
  • Examples of mixed dislocations include those found in materials like nickel and titanium

Partial dislocations

  • Partial dislocations are dislocations with a Burgers vector that is a fraction of a full lattice vector
  • Partial dislocations often occur in pairs, separated by a stacking fault
  • The formation of partial dislocations is energetically favorable in some materials, such as face-centered cubic (FCC) metals
  • Examples of partial dislocations include Shockley partials in FCC metals like gold and silver

Burgers vector

  • The Burgers vector is a fundamental concept in the study of dislocations, as it characterizes the magnitude and direction of the lattice distortion caused by a dislocation
  • Understanding the Burgers vector is essential for analyzing the properties and behavior of dislocations in materials

Definition of Burgers vector

  • The Burgers vector is a vector that represents the magnitude and direction of the lattice distortion caused by a dislocation
  • It is defined as the closure failure of a Burgers circuit around the dislocation line
  • The Burgers vector is a conserved quantity along the dislocation line, meaning that it remains constant even if the dislocation line changes direction or shape

Burgers circuit

  • A Burgers circuit is a closed loop constructed around a dislocation line in a perfect crystal lattice
  • The circuit is made by taking an equal number of atomic steps in opposite directions, forming a closed loop
  • If the starting and ending points of the circuit do not coincide, the closure failure is equal to the Burgers vector

Burgers vector for edge dislocations

  • For an edge dislocation, the Burgers vector is perpendicular to the dislocation line
  • The magnitude of the Burgers vector is equal to the interatomic spacing in the direction of the extra half-plane
  • The direction of the Burgers vector is from the compressive region above the dislocation line to the tensile region below it

Burgers vector for screw dislocations

  • For a screw dislocation, the Burgers vector is parallel to the dislocation line
  • The magnitude of the Burgers vector is equal to the interatomic spacing in the direction of the spiral distortion
  • The direction of the Burgers vector is determined by the right-hand rule, with the thumb pointing along the dislocation line and the fingers indicating the direction of the lattice distortion

Stress fields of dislocations

  • Dislocations introduce stress fields in the surrounding crystal lattice due to the lattice distortion they cause
  • The stress fields of dislocations play a crucial role in determining the interactions between dislocations and their effect on material properties

Stress field of an edge dislocation

  • The stress field of an edge dislocation consists of a compressive stress above the dislocation line and a tensile stress below it
  • The stress field decays with distance from the dislocation line, following a $1/r$ dependence, where $r$ is the distance from the dislocation line
  • The maximum stress occurs near the dislocation core, which is the region immediately surrounding the dislocation line

Stress field of a screw dislocation

  • The stress field of a screw dislocation is purely shear in nature, with no hydrostatic component
  • The shear stress is maximum near the dislocation core and decays with distance from the dislocation line, following a $1/r$ dependence
  • The direction of the shear stress depends on the sense of the spiral distortion caused by the screw dislocation

Hydrostatic stress vs shear stress

  • Hydrostatic stress is a type of stress that causes a volume change in the material without any shape change
  • Shear stress, on the other hand, causes a shape change in the material without any volume change
  • Edge dislocations have both hydrostatic and shear stress components, while screw dislocations have only a shear stress component

Effect of stress fields on material properties

  • The stress fields of dislocations can interact with other defects, such as solute atoms, precipitates, and grain boundaries, affecting their distribution and behavior
  • Dislocation stress fields can also influence the motion of other dislocations, leading to phenomena such as dislocation pile-ups and work hardening
  • The stress fields of dislocations can cause local variations in material properties, such as elastic modulus and yield strength, near the dislocation core

Motion of dislocations

  • The motion of dislocations is the primary mechanism for plastic deformation in crystalline materials
  • Dislocations can move through the crystal lattice in response to applied stress, allowing the material to deform without fracturing

Dislocation glide

  • Dislocation glide is the motion of a dislocation along its slip plane, which is the plane that contains both the dislocation line and the Burgers vector
  • Glide is a conservative motion, meaning that it does not require the addition or removal of atoms from the crystal lattice
  • The ease of dislocation glide depends on the Peierls stress, which is the stress required to move a dislocation in a given slip system

Dislocation climb

  • Dislocation climb is the motion of a dislocation perpendicular to its slip plane, requiring the addition or removal of atoms from the crystal lattice
  • Climb is a non-conservative motion and is typically a thermally activated process, requiring higher temperatures than glide
  • Dislocation climb allows dislocations to overcome obstacles that impede their glide motion, such as precipitates or sessile dislocations

Critical resolved shear stress

  • The critical resolved shear stress (CRSS) is the minimum shear stress required to initiate dislocation motion on a specific slip system
  • The CRSS depends on factors such as the Burgers vector, the slip plane, and the presence of obstacles in the crystal lattice
  • The CRSS is a key parameter in determining the yield strength of a material, as plastic deformation begins when the applied stress exceeds the CRSS on a sufficient number of slip systems

Peierls-Nabarro stress

  • The Peierls-Nabarro stress is the stress required to move a dislocation in a perfect crystal lattice, without the presence of any obstacles
  • It arises from the periodic potential energy landscape experienced by the dislocation as it moves through the crystal lattice
  • The Peierls-Nabarro stress depends on factors such as the dislocation core structure, the slip plane, and the interatomic bonding in the material
  • Materials with a high Peierls-Nabarro stress, such as body-centered cubic (BCC) metals, typically have a higher yield strength than those with a low Peierls-Nabarro stress, such as FCC metals

Interactions between dislocations

  • Dislocations can interact with each other in various ways, leading to the formation of complex dislocation structures and influencing the mechanical properties of materials

Dislocation reactions

  • Dislocation reactions occur when two or more dislocations combine to form a new dislocation or dislocations
  • The most common types of dislocation reactions are annihilation, combination, and dissociation
  • Annihilation occurs when two dislocations with opposite Burgers vectors meet and cancel each other out
  • Combination occurs when two dislocations with different Burgers vectors combine to form a new dislocation with a Burgers vector equal to the sum of the original Burgers vectors
  • Dissociation occurs when a dislocation splits into two or more partial dislocations, often separated by a stacking fault

Dislocation networks

  • Dislocation networks are complex arrangements of dislocations that form as a result of dislocation interactions and accumulation during plastic deformation
  • These networks can take various forms, such as hexagonal networks in FCC metals and tangles in BCC metals
  • Dislocation networks can act as obstacles to further dislocation motion, leading to strain hardening and an increase in the yield strength of the material

Low-angle grain boundaries

  • Low-angle grain boundaries are a type of grain boundary that can be described as an array of dislocations
  • They form when two crystal regions with slightly different orientations meet, with the misorientation angle typically being less than 10-15 degrees
  • The properties of low-angle grain boundaries, such as their energy and mobility, depend on the type and arrangement of the dislocations that constitute them

Dislocation pile-ups

  • Dislocation pile-ups occur when a group of dislocations on the same slip plane are blocked by an obstacle, such as a grain boundary or a precipitate
  • The dislocations in a pile-up exert a stress concentration on the obstacle, which can lead to the nucleation of new dislocations or the activation of secondary slip systems
  • Dislocation pile-ups play a crucial role in the strain hardening behavior of materials, as they contribute to the increase in flow stress with increasing plastic strain

Dislocation density

  • Dislocation density is a measure of the total length of dislocation lines per unit volume of a material
  • It is a key parameter in characterizing the microstructure and mechanical properties of materials

Definition of dislocation density

  • Dislocation density ($\rho$) is defined as the total length of dislocation lines ($L$) per unit volume ($V$) of the material:

ρ=LV\rho = \frac{L}{V}

  • Dislocation density is typically expressed in units of m$^{-2}$ or cm$^{-2}$
  • The dislocation density can vary widely depending on the material and its processing history, ranging from 10$^{6}$ m$^{-2}$ in well-annealed metals to 10$^{15}$ m$^{-2}$ in heavily deformed materials

Measuring dislocation density

  • There are several techniques for measuring dislocation density, including:
    1. Transmission electron microscopy (TEM): Direct observation of dislocations in thin foils
    2. X-ray diffraction (XRD): Analysis of peak broadening caused by lattice distortions
    3. Etch pit technique: Counting the number of etch pits formed by the interaction of dislocations with a chemical etchant
    4. Resistivity measurements: Relating the electrical resistivity to the dislocation density using empirical relations

Effect of dislocation density on material properties

  • Dislocation density has a significant impact on the mechanical properties of materials, such as yield strength, work hardening, and ductility
  • In general, a higher dislocation density leads to a higher yield strength, as the interactions between dislocations hinder their motion and require a higher stress to initiate plastic deformation
  • However, a high dislocation density can also reduce ductility, as the increased dislocation interactions and pile-ups can lead to premature fracture

Work hardening and dislocation density

  • Work hardening, also known as strain hardening, is the increase in flow stress with increasing plastic strain
  • It is caused by the multiplication and interaction of dislocations during plastic deformation
  • As the dislocation density increases, the average distance between dislocations decreases, leading to stronger dislocation interactions and a higher flow stress
  • The relationship between flow stress ($\sigma$) and dislocation density ($\rho$) is often described by the Taylor equation:

σ=σ0+αGbρ\sigma = \sigma_0 + \alpha G b \sqrt{\rho}

where $\sigma_0$ is the initial flow stress, $\alpha$ is a constant, $G$ is the shear modulus, and $b$ is the magnitude of the Burgers vector

Dislocations and plastic deformation

  • Dislocations are the primary carriers of plastic deformation in crystalline materials
  • Understanding the role of dislocations in plastic deformation is crucial for designing materials with desired mechanical properties

Role of dislocations in plastic deformation

  • Plastic deformation occurs when dislocations move through the crystal lattice in response to an applied stress
  • The motion of dislocations allows the material to change shape permanently without fracturing
  • The ease of dislocation motion depends on factors such as the crystal structure, the slip systems, and the presence of obstacles in the lattice

Slip systems and slip planes

  • Slip systems are defined by the combination of a slip plane and a slip direction
  • The slip plane is the plane along which dislocations move, and the slip direction is the direction of the Burgers vector
  • The number and type of slip systems available in a material depend on its crystal structure
  • For example, FCC metals have 12 primary slip systems, while BCC metals have 48 possible slip systems

Critical resolved shear stress and yield strength

  • The critical resolved shear stress (CRSS) is the minimum shear stress required to initiate dislocation motion on a specific slip system
  • The yield strength of a material is related to the CRSS of its slip systems
  • In a polycrystalline material, the yield strength is determined by the CRSS of the most easily activated slip systems and the orientation of the grains relative to the applied stress
  • The yield strength can be increased by hindering dislocation motion through mechanisms such as solid solution strengthening, precipitation hardening, and grain boundary strengthening

Strain hardening and dislocation interactions

  • Strain hardening is the increase in flow stress with increasing plastic strain, caused by the multiplication and interaction of dislocations
  • As dislocations move and interact during plastic deformation, they can form complex structures such as dislocation forests, jogs, and kinks
  • These dislocation structures act as obstacles to further dislocation motion, requiring a higher stress to continue deformation
  • The strain hardening behavior of a material depends on factors such as the initial dislocation density, the rate of dislocation multiplication, and the ease of dislocation cross-slip and climb

Observation of dislocations

  • Direct observation of dislocations is essential for understanding their structure, properties, and behavior in materials
  • Several techniques have been developed to visualize dislocations at various length scales and resolutions

Transmission electron microscopy (TEM)

  • TEM is a powerful technique for imaging dislocations at the atomic scale
  • It involves transmitting a beam of electrons through a thin sample (typically < 100 nm) and forming an image from the scattered electrons
  • Dislocations appear as dark or bright lines in TEM images, depending on the diffraction conditions and the type of dislocation
  • TEM can provide information about the Burgers vector, the dislocation type, and the interactions between dislocations

X-ray topography

  • X-ray topography is a non-destructive technique for imaging dislocations and other defects in single crystals
  • It is based on the diffraction of X-rays by the crystal lattice, with dislocations causing local variations in the diffracted intensity
  • X-ray topography can image dislocations over large areas (up to several cm$^2$) with a resolution of a few microns
  • It is particularly useful for studying the distribution and dynamics of dislocations during deformation or thermal treatment

Etch pit technique

  • The etch pit technique involves selectively etching the surface of a material to reveal the points where dislocations intersect the surface
  • Dislocations are preferentially etched due to the higher strain energy and reactivity near the dislocation core
  • The resulting etch pits can be imaged using optical microscopy or scanning electron microscopy (SEM)
  • The etch pit technique is simple and inexpensive but provides limited information about the type and orientation of dislocations

Decoration technique

  • The decoration technique involves the preferential precipitation of solute atoms or small particles along dislocation lines
  • The decorating particles can be imaged using TEM or SEM, revealing the location and arrangement of dislocations
  • Common decorating agents include copper in aluminum alloys and gold in silicon
  • The decoration technique is useful for studying the distribution and interactions of dislocations in bulk samples, but it may alter the dislocation structure during the decoration process