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๐ŸงซOrganic Chemistry II Unit 7 Review

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7.3 Sigmatropic rearrangements

๐ŸงซOrganic Chemistry II
Unit 7 Review

7.3 Sigmatropic rearrangements

Written by the Fiveable Content Team โ€ข Last updated September 2025
Written by the Fiveable Content Team โ€ข Last updated September 2025
๐ŸงซOrganic Chemistry II
Unit & Topic Study Guides

Sigmatropic rearrangements are a crucial class of pericyclic reactions in organic chemistry. These reactions involve the migration of a ฯƒ bond across a ฯ€ system, resulting in the reorganization of bonding electrons. Understanding different types of sigmatropic rearrangements helps predict reaction outcomes and design synthetic strategies.

The mechanism of sigmatropic rearrangements follows a concerted process, governed by orbital symmetry principles described by the Woodward-Hoffmann rules. These reactions involve simultaneous bond breaking and formation, leading to high stereoselectivity and predictable product stereochemistry. The concept of suprafacial vs antarafacial shifts is essential in understanding the relative orientation of orbitals during rearrangements.

Types of sigmatropic rearrangements

  • Sigmatropic rearrangements constitute a crucial class of pericyclic reactions in organic chemistry
  • These reactions involve the migration of a ฯƒ bond across a ฯ€ system, resulting in the reorganization of bonding electrons
  • Understanding different types of sigmatropic rearrangements aids in predicting reaction outcomes and designing synthetic strategies

[1,3] Sigmatropic rearrangements

  • Involve the migration of a ฯƒ bond over a 3-atom system
  • Generally thermodynamically unfavorable for carbon systems due to high activation energy
  • Commonly observed in hydrogen migrations (hydrogen shifts)
  • Can occur in heteroatom systems (oxygen, nitrogen)
  • Applications include tautomerization reactions and certain natural product syntheses

[1,5] Sigmatropic rearrangements

  • Entail the migration of a ฯƒ bond over a 5-atom system
  • Thermodynamically favorable and widely observed in organic synthesis
  • Proceed through a 6-membered transition state, lowering the activation energy
  • Common examples include hydrogen shifts in cyclopentadiene systems
  • Play crucial roles in the biosynthesis of terpenes and steroids

[1,7] Sigmatropic rearrangements

  • Involve the migration of a ฯƒ bond over a 7-atom system
  • Less common than [1,5] shifts but still synthetically useful
  • Observed in extended ฯ€ systems (heptatriene derivatives)
  • Can be utilized in the synthesis of complex natural products
  • Often compete with electrocyclic reactions in certain systems

[3,3] Sigmatropic rearrangements

  • Encompass a group of important reactions including Cope and Claisen rearrangements
  • Involve the simultaneous breaking and forming of two ฯƒ bonds
  • Proceed through a 6-membered cyclic transition state
  • Highly stereospecific, preserving stereochemical information
  • Widely used in organic synthesis for carbon-carbon bond formation

Mechanism of sigmatropic rearrangements

  • Sigmatropic rearrangements follow a concerted mechanism, meaning bond breaking and formation occur simultaneously
  • These reactions are governed by orbital symmetry principles, as described by the Woodward-Hoffmann rules
  • Understanding the mechanism aids in predicting reaction outcomes and designing synthetic strategies

Concerted electron movement

  • Involves simultaneous breaking and forming of bonds without intermediates
  • Electrons flow in a cyclic manner, maintaining a closed shell configuration
  • Results in lower activation energies compared to stepwise processes
  • Leads to high stereoselectivity and predictable product stereochemistry
  • Can be visualized using curved arrow notation to show electron movement

Suprafacial vs antarafacial shifts

  • Describes the relative orientation of orbitals during the rearrangement
  • Suprafacial shifts occur on the same face of the ฯ€ system
    • More common due to better orbital overlap
    • Observed in [1,5] and [3,3] sigmatropic rearrangements
  • Antarafacial shifts involve opposite faces of the ฯ€ system
    • Less common due to poor orbital overlap
    • Sometimes observed in [1,3] and [1,7] rearrangements
  • Determination of facial selectivity depends on orbital symmetry considerations

Orbital symmetry considerations

  • Based on the conservation of orbital symmetry during the reaction
  • Involves analysis of highest occupied molecular orbital (HOMO) and lowest unoccupied molecular orbital (LUMO)
  • Determines whether a reaction is thermally or photochemically allowed
  • Helps predict the stereochemical outcome of the rearrangement
  • Utilizes correlation diagrams to visualize orbital interactions

Woodward-Hoffmann rules

  • Fundamental principles governing pericyclic reactions, including sigmatropic rearrangements
  • Developed by Robert Burns Woodward and Roald Hoffmann in the 1960s
  • Provide a theoretical framework for predicting the feasibility and stereochemistry of pericyclic reactions

Thermal reactions

  • Occur in the ground state electronic configuration
  • Follow the rule of $(4n+2)$ electrons for allowed reactions
  • [1,5] sigmatropic shifts are thermally allowed (6 electrons involved)
  • [1,3] sigmatropic shifts are thermally forbidden (4 electrons involved)
  • Thermal reactions often proceed suprafacially due to better orbital overlap

Photochemical reactions

  • Involve excited state electronic configurations
  • Follow the rule of $4n$ electrons for allowed reactions
  • [1,3] sigmatropic shifts become allowed under photochemical conditions
  • [1,5] sigmatropic shifts are photochemically forbidden
  • Can sometimes proceed through antarafacial pathways due to altered orbital symmetry

Correlation diagrams

  • Graphical representations of orbital energy changes during a reaction
  • Help visualize the conservation of orbital symmetry
  • Plot molecular orbitals of reactants and products on the same energy scale
  • Allowed reactions show smooth connections between reactant and product orbitals
  • Forbidden reactions display orbital crossings, indicating high activation energy

Cope rearrangement

  • A [3,3] sigmatropic rearrangement of 1,5-dienes
  • Discovered by Arthur C. Cope in 1940
  • Reversible reaction that often reaches an equilibrium
  • Widely used in organic synthesis for carbon-carbon bond formation
  • Serves as a model system for studying pericyclic reactions

Mechanism and stereochemistry

  • Proceeds through a chair-like transition state
  • Concerted process with simultaneous breaking and forming of bonds
  • Stereospecific reaction preserving the relative stereochemistry of substituents
  • Follows suprafacial shift mechanism on both components
  • Rate of reaction influenced by substituents and ring strain

Synthetic applications

  • Used to create new carbon-carbon bonds and rearrange carbon skeletons
  • Employed in the synthesis of complex natural products (terpenes, steroids)
  • Allows for the introduction of unsaturation at specific positions
  • Can be used to generate cyclohexene rings from acyclic precursors
  • Valuable tool for creating quaternary carbon centers

Oxy-Cope rearrangement

  • Variant of the Cope rearrangement involving an alcohol substituent
  • Proceeds through an enolate intermediate after rearrangement
  • Irreversible due to the formation of a stable carbonyl compound
  • Often performed under anionic conditions to enhance reactivity
  • Used in the synthesis of medium-sized rings and complex natural products

Claisen rearrangement

  • A [3,3] sigmatropic rearrangement of allyl vinyl ethers
  • Discovered by Ludwig Claisen in 1912
  • Versatile reaction for forming carbon-carbon bonds
  • Produces ฮณ,ฮด-unsaturated carbonyl compounds
  • Widely used in natural product synthesis and pharmaceutical chemistry

Aliphatic Claisen rearrangement

  • Involves rearrangement of allyl vinyl ethers
  • Proceeds through a chair-like transition state
  • Typically requires high temperatures (150-200ยฐC)
  • Stereospecific reaction with predictable stereochemistry
  • Used to create quaternary carbon centers and introduce unsaturation

Aromatic Claisen rearrangement

  • Rearrangement of allyl phenyl ethers
  • Results in the formation of o-allylphenols
  • Often followed by a second [3,3] shift (para-Claisen rearrangement)
  • Used in the synthesis of natural products (eugenol, chavicol)
  • Can be catalyzed by Lewis acids to lower reaction temperature

Ireland-Claisen rearrangement

  • Variant of the Claisen rearrangement involving silyl ketene acetals
  • Proceeds under milder conditions compared to the classical Claisen rearrangement
  • Allows for greater control over stereochemistry through enolate geometry
  • Widely used in the synthesis of ฮฑ,ฮฒ-unsaturated carboxylic acids
  • Can be performed asymmetrically using chiral auxiliaries or catalysts

Other important rearrangements

  • Sigmatropic rearrangements encompass a diverse set of reactions beyond Cope and Claisen
  • These reactions often involve heteroatoms or aromatic systems
  • Understanding these rearrangements expands the synthetic toolkit for organic chemists

Benzidine rearrangement

  • [5,5] sigmatropic rearrangement of N,N'-diaryhydrazines
  • Acid-catalyzed reaction producing 4,4'-diaminobiphenyls
  • Historically important in the dye industry
  • Mechanism involves protonation followed by concerted bond reorganization
  • Subject to regioselectivity issues with unsymmetrical substrates

Sommelet-Hauser rearrangement

  • [3,3] sigmatropic rearrangement of N,N-dimethylbenzylamines
  • Base-induced reaction forming ortho-substituted N,N-dimethylbenzylamines
  • Competes with the Stevens rearrangement under certain conditions
  • Useful for introducing substituents ortho to benzylic amines
  • Mechanism involves ylide formation followed by sigmatropic shift

Wittig rearrangement

  • [2,3] sigmatropic rearrangement of ethers to alcohols
  • Initiated by treatment with strong bases (organolithium reagents)
  • Proceeds through a betaine intermediate
  • Useful for converting benzyl ethers to ortho-substituted phenols
  • Can be used in conjunction with other reactions for complex transformations

Stereochemistry in sigmatropic reactions

  • Sigmatropic rearrangements often display high levels of stereoselectivity
  • Understanding stereochemical outcomes aids in predicting reaction products
  • Stereochemistry can be controlled through substrate design and reaction conditions

Retention vs inversion

  • Refers to the stereochemical fate of migrating groups
  • Retention maintains the original stereochemistry of the migrating group
  • Inversion results in opposite stereochemistry of the migrating group
  • Outcome depends on the type of sigmatropic shift and orbital symmetry considerations
  • [3,3] rearrangements typically proceed with retention of configuration

Chirality transfer

  • Process of transferring chiral information from reactants to products
  • Observed in many sigmatropic rearrangements due to their concerted nature
  • Allows for the creation of new stereogenic centers with predictable stereochemistry
  • Useful in asymmetric synthesis and natural product total synthesis
  • Can be enhanced through the use of chiral auxiliaries or catalysts

Stereospecificity

  • Refers to the formation of a single stereoisomer from a single stereoisomeric starting material
  • Characteristic of many sigmatropic rearrangements due to their concerted mechanism
  • Allows for precise control over product stereochemistry
  • Important in the synthesis of complex natural products with multiple stereocenters
  • Can be used to determine the absolute configuration of unknown compounds

Synthetic applications

  • Sigmatropic rearrangements serve as powerful tools in organic synthesis
  • These reactions enable the construction of complex molecular architectures
  • Understanding their applications aids in designing efficient synthetic routes

Natural product synthesis

  • Sigmatropic rearrangements used to construct complex carbon skeletons
  • Employed in the synthesis of terpenes, alkaloids, and other bioactive molecules
  • Allow for the introduction of specific stereochemistry and functionality
  • Often used in key steps to rapidly increase molecular complexity
  • Examples include the synthesis of prostaglandins, vitamin D, and taxol

Pharmaceutical applications

  • Sigmatropic rearrangements utilized in the synthesis of drug molecules
  • Enable the creation of specific structural motifs found in pharmaceuticals
  • Used to introduce chirality and control stereochemistry in drug synthesis
  • Employed in both discovery chemistry and process development
  • Applications include the synthesis of anti-inflammatory and anti-cancer drugs

Materials science

  • Sigmatropic rearrangements applied in the synthesis of functional materials
  • Used to create polymers with specific properties (conductivity, flexibility)
  • Employed in the synthesis of liquid crystals and photochromic compounds
  • Enable the construction of complex molecular machines and switches
  • Applications in the development of organic electronics and smart materials

Computational studies

  • Computational methods provide valuable insights into sigmatropic rearrangements
  • These studies aid in understanding reaction mechanisms and predicting outcomes
  • Computational approaches complement experimental investigations in organic chemistry

Transition state modeling

  • Involves calculating the geometry and energy of reaction transition states
  • Utilizes quantum mechanical methods (DFT, ab initio calculations)
  • Helps elucidate the detailed mechanism of sigmatropic rearrangements
  • Provides insights into stereochemical outcomes and regioselectivity
  • Aids in designing new reactions and optimizing existing processes

Energy profile analysis

  • Involves mapping the potential energy surface of a reaction
  • Calculates activation energies and reaction thermodynamics
  • Helps predict the feasibility and reversibility of sigmatropic rearrangements
  • Allows comparison of competing reaction pathways
  • Useful for understanding the effects of substituents and reaction conditions

Reaction rate predictions

  • Utilizes transition state theory to estimate reaction rates
  • Considers factors such as temperature, solvent effects, and catalysts
  • Helps in optimizing reaction conditions for synthetic applications
  • Allows for the prediction of kinetic vs thermodynamic product ratios
  • Aids in understanding the competition between different reaction pathways