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๐ŸงฉIntro to Algorithms Unit 7 Review

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7.3 Red-Black trees

๐ŸงฉIntro to Algorithms
Unit 7 Review

7.3 Red-Black trees

Written by the Fiveable Content Team โ€ข Last updated September 2025
Written by the Fiveable Content Team โ€ข Last updated September 2025
๐ŸงฉIntro to Algorithms
Unit & Topic Study Guides

Red-Black trees are self-balancing binary search trees that use node coloring to maintain balance. They offer efficient searching, insertion, and deletion operations with a time complexity of O(log n), making them a crucial topic in the study of balanced trees.

These trees strike a balance between the strict AVL tree structure and the more relaxed B-tree balance. By using color-based rules and rotations, Red-Black trees maintain their efficiency while allowing for more flexibility in tree structure compared to other balanced tree types.

Red-Black Tree Properties

Structural Characteristics

  • Self-balancing binary search trees with nodes colored red or black
  • Root node always black, leaf nodes (NIL nodes) considered black
  • Red nodes have two black child nodes
  • Path from node to descendant leaves contains same number of black nodes (black-height property)
  • Height with n nodes always O(logโกn)O(\log n), ensuring efficient operations
  • Longest root-to-leaf path no more than twice as long as shortest path, maintaining rough balance
  • Efficient searching, insertion, and deletion operations, all with time complexity O(logโกn)O(\log n)
  • Type of 2-3-4 tree, red nodes represent "glued" nodes in corresponding 2-3-4 tree structure

Balancing Mechanism

  • Node coloring enforces structural constraints without requiring perfect balance
  • Alternating red and black nodes distributes tree weight evenly, preventing long paths
  • Black nodes contribute to black-height property, promoting balance
  • Red nodes allow local imbalances while maintaining overall tree balance
  • Coloring rules prevent consecutive red nodes, limiting maximum path length
  • Interplay between red and black nodes achieves balance between strict AVL tree balance and relaxed B-tree balance

Node Coloring for Balance

Color Distribution

  • Alternating pattern of red and black nodes helps distribute tree weight evenly
  • Prevents formation of long paths, ensuring logarithmic height
  • Black nodes contribute to black-height property
    • All paths from root to leaves have same number of black nodes
    • Promotes overall balance in tree structure
  • Red nodes allow for local imbalances
    • Provides flexibility in tree structure
    • Maintains overall tree balance

Coloring Rules and Balance

  • Prevent consecutive red nodes
    • Indirectly limits maximum path length
    • Helps maintain tree's logarithmic height property
  • During insertion and deletion operations, node coloring identifies and resolves property violations
    • Uses color changes and rotations to restore balance
  • Balances between strict AVL tree balance and more relaxed B-tree balance
    • Achieves good performance for various operations (searching, insertion, deletion)

Red-Black Tree Operations

Insertion Process

  • Begins with standard binary search tree insertion
  • Colors new node red
  • Applies fix-up procedures to maintain Red-Black properties
  • Fix-up procedure involves cases based on color and position of newly inserted node's uncle
    • May require color changes and rotations
  • Rotations include left rotations and right rotations
    • Rebalance tree structure
    • Preserve binary search tree property
  • Maintains worst-case time complexity of O(logโกn)O(\log n)

Deletion Procedure

  • More complex than insertion
  • Involves cases based on color and position of node to be deleted and its replacement
  • May require fix-up procedure to restore Red-Black properties
    • Can involve color changes and rotations similar to insertion fix-up
  • Special attention given to maintaining black-height property
    • Ensures tree remains balanced after deletion
  • Also maintains worst-case time complexity of O(logโกn)O(\log n)

Red-Black Trees vs Other Structures

Performance Comparison

  • Offer good balance between performance and implementation complexity
  • AVL trees maintain stricter balance than Red-Black trees
    • Potentially faster lookups
    • Slower insertions and deletions due to more frequent rotations
  • Red-Black trees perform better with frequent insertions and deletions
    • Require fewer rotations to maintain balance
  • B-trees and variants (2-3 trees, 2-3-4 trees) suited for disk-based storage systems
    • Minimize disk accesses
  • Red-Black trees typically used for in-memory data structures

Practical Applications

  • Widely used in implementing associative arrays
  • Underlying data structure for TreeSet and TreeMap in Java's Collections framework
  • Often outperform theoretically superior data structures
    • Simpler implementation
    • Good average-case performance
  • Preferred for general-purpose applications requiring balance of search, insertion, and deletion performance
  • Choice depends on specific use case
    • Consider factors like frequency of operations, memory constraints, and implementation complexity